Active Participants

Institution Corporate Sponsors
Bank of America Karen Fang, Managing Director Global Head of Sustainable Finance, Bank of America
Lizabeth Bronder, Managing Director, Global Sustainable Finance Group
Blackrock Alexis Rosenblum, Chief Corporate Sustainability Officer
Meaghan Muldoon, Global Head of ESG Integration
Sarah Matthews, Director, Global Public Policy
Michelle Edkins, Managing Director, Investment Stewardship
Bridgewater Associates David McCormick, Chief Executive Officer
Carsten Stendevad, Senior Executive
Lauren Hardardt, Management Associate
Citi Bridget Fawcett, Chief Strategy Officer, Citi BCMA, and Global Co-Head, Sustainability & Corporate Transitions
Val Smith, Chief Sustainability Officer, Citi Paull Randt, Vice President, Sustainability and Corporate Transitions
Credit Suisse Marisa Drew, Chief Sustainability Officer & Global Head Sustainability Strategy, Advisory and Finance
Dana Barsky, Global Head of Sustainable Finance Vivienne E. Yang
Fidelity Investments Pam Holding, ESG Lead for Asset Management and Co-Head of Equity
Nicole Connolly, Head of ESG Investing
Dave King, Head of ESG Stewardship
Laura Keenan, Chief Sustainability Officer
Wendy John, Head of Global Diversity and Inclusion
First Abu Dhabi Bank Karim Karoui, Group Head of Mergers and Acquisitions
Belinda Scott, VP, Head of Corporate Sustainability
Krishna Madhom, Senior Officer Corporate Sustainability
GIC Singapore Thong Chie Shang, Director, Enterprise Strategy
Heidi Yip, Senior Vice President
Goldman Sachs John Goldstein, Head of Sustainable Finance Group
Kara Mangone, Global Head of Climate Strategy
Great-West Lifeco Raman Srivastava, EVP and Global Chief Investment Officer, Great-West Lifeco
Mary Maiers, Vice President Finance, Investments & Global Middle Office, Empower Retirement
Christina Copeland, Environmental, Social & Governance Manager, Empower Retirement
Harun Kibirige, Director, Global Investment Reporting and Compliance, Canada Life
Benjamin Lemire, Director, Corporate Sustainability, GWL Realty Advisors
HDFC Deepak Parekh, Chairman
Anjalee Tarapore, General Manager and Management Services & Investor Relations
HSBC Celine Herweijer, Group Managing Director, Group Chief Sustainability Officer
Peter Kanning, Global Head of Sustainable Finance Strategy & Implementation
Investec Group Fani Titi, Chief Executive of Investec Group
Tanya Dos Santos, Global Head of Sustainability
Melanie Janse Van Vuuren, Sustainability Manager
Japan Post Holdings Masuda Hiroya, Director and Representative Executive Officer, President & CEO Japan Post Holdings Co., Ltd.
JPMorgan Chase Marisa Buchanan, Managing Director, Head of Sustainability
Richard Kaye, Head of International Public Affairs
Liberty Mutual Insurance Group Neeti Bhalla, President of Global Risk Solutions
Vlad Barbalat, Chief Investment Officer
Patrizio Urciuoli, EVP, Head Strategy and Asset Allocation and senior ESG leader
Francis Hyatt, EVP, Chief Sustainability Officer
Lloyds Banking Group Janet Pope, Chief of Staff and Group Director Sustainable Business
Fiona Cannon, Group Sustainable Business Director
Morgan Stanley Audrey Choi, Chief Marketing Officer & Chief Sustainability Officer
Matthew Slovik, Managing Director, Global Sustainable Finance
Nomura Chie Toriumi, Senior Managing Director, Head of Content Company and Sustainability Development
Akiko Sonobe, Head of Sustainability Development Department
Yuko Deguchi, Planning Section Head of Sustainability Development Department
Nordea Snorre Storset, Head of Asset & Wealth Management
Anders Langworth, Head of Group Sustainable Finance
Northern Trust Bob Browne, Chief Investment Officer
OMERS Michael Kelly, Chief Legal & Corporate Affairs Officer
Katharine Preston, Vice President, Sustainable Investing
Putnam Investments Katherine Collins, Head of Sustainable Investing
Yolanda Taylor, ESG Integration Manager
Schroders Marc Brookman, CEO, North America
Tiffani Potesta, Chief Strategy Officer, North America
Sarah Bratton Hughes, Head of Sustainability, North America
State Street Global Advisors Richard Lacaille, Executive Vice President, Head of ESG
Adrienne Zak, Vice President, ESG Reporting and Communications
UBS Judson Berkey, Managing Director, Head of Engagement and Sustainability Regulatory Strategy, Chief Sustainability Office
Wellington Wendy Cromwell, Vice Chair; Senior Managing Director; Partner; Sustainable Investment; and Portfolio Manager at Wellington Management
Andria Weil, Managing Director, Director of Sustainable Investment Policy
Wells Fargo Beth Spurgeon, SVP, Head of ESG Integration, Social Impact and Sustainability
Jenny Heit, Senior Program Specialist, Social Impact and Sustainability
Zurich Insurance Group

DFIs - Interviewees
Johanna Köb, Head of Responsible Investment

Corporate Sponsors
AIIB Pieter Bakker, Senior Communications Officer
ADB Leslie Maarsdorp, Vice President and CFO
DEG Martin Geiger, Director Sustainability & Corporate Governance
IFC Neil Gregory, Chief Thought Leadership Officer
Martine Valcin - Global Manager, Corporate Governance / ESG Advisory,
Luyen Tran - Chief Development Impact Officer · IFC - International Finance Corporation
World Bank Group Svetlana Klimenko, Lead Financial Management Specialist

Full List of Organizations as Part of this Report

  1. Allianz SE
  2. Ameriprise Financial (Columbia Threadneedle)
  3. Australian Super
  4. Aviva plc
  5. AXA SA
  6. Bank of America
  7. Bank of New York Mellon
  8. Blackrock
  9. BNP Paribas SA
  10. Bridgewater Associates
  11. CDPQ
  13. Capital Group
  14. Citi
  15. Credit Suisse
  16. Danske Bank
  17. Fidelity Investments
  18. First Abu Dhabi Bank (FAB)
  19. Future Fund
  20. GIC Singapore
  21. Goldman Sachs Group
  22. Government Pension Fund Japan (GPIF)
  23. Great-West Lifeco
  24. HDFC Limited
  25. HSBC
  26. Investec Bank
  27. Japan Post Holdings
  28. JPMorgan Chase
  29. Julius Bär Group AG
  30. Korea Investment Corporation
  31. Liberty Mutual Insurance Group
  32. Lloyds Banking Group
  33. Manulife Financial Corporation
  34. MetLife, Inc.
  35. Mitsubishi UFJ Financial Group, Inc
  36. Mizuho Financial Group, Inc.
  37. Morgan Stanley
  38. NatWest Group plc
  39. New York Life Insurance Company
  40. Ninety-One Group
  41. Nippon Life
  42. Nomura Holdings
  43. Nordea
  44. Norges Bank Investment Management
  45. Northern Trust Corp.
  46. OMERS
  47. PGGM
  48. PIMCO
  49. Prudential Financial, Inc.
  50. Prudential plc
  51. Putnam Investments
  52. Schroeders Plc
  53. SEB AB
  54. St James Place Plc
  55. Standard Life Aberdeen
  56. State Street Global Advisors
  57. Swiss Life Holding AG
  58. TIAA (US)
  59. UBS
  60. Vontobel
  61. Wellington
  62. Wells Fargo & Company
  63. Zurich Insurance Group AG

Project Leadership and Execution

UN Hosts, Guidance and Review
Chantal Line Carpentier, Chief, United Nations Conference on Trade and Development (UNCTAD) New York office of the Secretary-General
William Kennedy, UN, Senior Program Officer, UN Office for Partnerships

Project Leadership
Ketan Patel, Project lead and Chair of the Steering Group, Chair of the UN-WAAS Finance Working Group of the GL-21 Global Leadership Project, CEO of Greater Pacific Capital, formerly Head of Goldman Sachs’ Strategic Group, Author of ‘The Master Strategist’
Lawrence Ford, Founder, Chairman and Senior Representative of the co-sponsor, FutureCapital, CEO and Founder of Conscious Capital Wealth Management,

Project Steering Group
Katherine Collins, Head of Sustainable Investing at Putnam Investments, Portfolio Manager of Putnam’s Sustainable Future Fund and Putnam Sustainable Leaders Fund, Author of ‘The Nature of Investing: Resilient Investment Strategies through Biomimicry’
Frank Dixon, Founder of Global Systems Change, Formerly Managing Director of Research at Innovest Strategic Value Advisors, Author of ‘Global System Change: A Whole System Approach to Achieving Sustainability’
Gil Friend, founder and CEO of Natural Logic Inc and Path Capital, first Chief Sustainability Officer for the City of Palo Alto, California, Author of ‘The Truth About Green Business’
Steven Lovink, Founder Planet2025 Network/Power of One, Co-founder and Senior Advisor Institute for Environmental Security, The Hague. Author of ‘Imagining Philanthropy for Life - A Whole System Strategy to Transform Finance and Grow True Wealth’
Terry Mollner, Co-Founder of Stakeholders Capita, Formerly Co-Founder of Calvert Impact, Founder and President of Trusteeship Institute
Mark Sloss, Partner at Wilde Capital Management, Formerly at UBS Wealth Management and New York Life Investment Management

Partner Outreach and Engagement
Ketan Patel, Katherine Collins, Mark Sloss
Jonathan F. Miller, Strategic Media Advice

Project Reporting and Analysis Team
Christian Hansmeyer, report preparation and case analysis, Head of Research and Risk, Greater Pacific Capital
Nandan Desai, report preparation, analysis and research team lead, Head of Citizenship and Sustainability, Greater Pacific Capital
Aditya Ajit, analytics and research, Greater Pacific Capital
Anukansha Birla, analytics and research, Greater Pacific Capital
Lesley Whittle, project administration, Greater Pacific Capital

Authorship of Report ‘Capital as a Force for Good’
This report was prepared by Ketan Patel, Christian Hansmeyer and Nandan Desai, with review, feedback and insights from Katherine Collins, Frank Dixon, Lawrence Ford, Gil Friend, Steven Lovink, Terry Mollner and Mark Sloss of the Steering Group.
Final review and insights were provided by Chantal Line Carpentier of UNCTAD and William Kennedy of the UN Office for Partnerships.
Review and guidance was provided by Garry Jacobs, Chief Executive of the World Academy of Art and Science.

End Notes

  1. 1. Putnam Investments is an investment affiliate (subsidiary) of Great-West Lifeco and an independent participant in this report